Gastroesophageal reflux disease, commonly referred to as GERD, or acid
reflux, is a condition in which the liquid content of the stomach regurgitates
(backs up, or refluxes) into the esophagus. The liquid can inflame and damage
the lining of the esophagus although this occurs in a minority of patients.
The regurgitated liquid usually contains acid and pepsin that are produced
by the stomach. (Pepsin is an enzyme that begins the digestion of proteins
in the stomach.) The refluxed liquid also may contain bile that has backed-up
into the stomach from the duodenum. (The duodenum is the first part of the
small intestine that attaches to the stomach.) Acid is believed to be the
most injurious component of the refluxed liquid. Pepsin and bile also may
injure the esophagus, but their role in the production of esophageal inflammation
and damage (esophagitis) is not as clear as the role of acid.
GERD is a chronic condition. Once it begins, it usually is life-long. If
there is injury to the lining of the esophagus (esophagitis), this also
is a chronic condition. Moreover, after the esophagus has healed with treatment
and treatment is stopped, the injury will return in most patients within
a few months. Once treatment for GERD is begun, therefore, it usually will
need to be continued indefinitely.
Actually, the reflux of the stomach's liquid contents into the esophagus
occurs in most normal individuals. In fact, one study found that reflux
occurs as frequently in normal individuals as in patients with GERD. In
patients with GERD, however, the refluxed liquid contains acid more often,
and the acid remains in the esophagus longer.
As is often the case, the body has ways (mechanisms) to protect itself from
the harmful effects of reflux and acid. For example, most reflux occurs
during the day when individuals are upright. In the upright position, the
refluxed liquid is more likely to flow back down into the stomach due to
the effect of gravity. In addition, while individuals are awake, they repeatedly
swallow, whether or not there is reflux. Each swallow carries any refluxed
liquid back into the stomach. Finally, the salivary glands in the mouth
produce saliva, which contains bicarbonate. With each swallow, bicarbonate-containing
saliva travels down the esophagus. The bicarbonate neutralizes the small
amount of acid that remains in the esophagus after gravity and swallowing
have removed most of the liquid.
Gravity, swallowing, and saliva are important protective mechanisms for
the esophagus, but they are effective only when individuals are in the upright
position. At night while sleeping, gravity is not in effect, swallowing
stops, and the secretion of saliva is reduced. Therefore, reflux that occurs
at night is more likely to result in acid remaining in the esophagus longer
and causing greater damage to the esophagus.
Certain conditions make a person susceptible to GERD. For example, GERD
can be a serious problem during pregnancy. The elevated hormone levels of
pregnancy probably cause reflux by lowering the pressure in the lower esophageal
sphincter (see below). At the same time, the growing fetus increases the
pressure in the abdomen. Both of these effects would be expected to increase
reflux. Also, patients with diseases that weaken the esophageal muscles
(see below), such as scleroderma or mixed connective tissue diseases, are
more prone to develop GERD.
What causes GERD?
The cause of GERD is complex. There probably are multiple causes, and
different causes may be operative in different individuals or even in
the same individual at various times. A small number of patients with
GERD produce abnormally large amounts of acid, but this is uncommon and
not a contributing factor in the vast majority of patients. The factors
that contribute to causing GERD are the lower esophageal sphincter, hiatal
hernias, esophageal contractions, and emptying of the stomach.
Lower esophageal sphincter
The action of the lower esophageal sphincter (LES) is perhaps the most
important factor (mechanism) for preventing reflux. The esophagus is a
muscular tube that extends from the lower throat to the stomach. The LES
is a specialized ring of muscle that surrounds the lower-most end of the
esophagus where it joins the stomach. The muscle that makes up the LES
is active most of the time. This means that it is contracting and closing
off the passage from the esophagus into the stomach. This closing of the
passage prevents reflux. When food or saliva is swallowed, the LES relaxes
for a few seconds to allow the food or saliva to pass from the esophagus
into the stomach, and then it closes again.
Several different abnormalities of the LES have been found in patients
with GERD. Two of them involve the function of the LES. The first is abnormally
weak contraction of the LES, which reduces its ability to prevent reflux.
The second is abnormal relaxations of the LES, called transient LES relaxations.
They are abnormal in that they do not accompany swallows and they last
for a long time, up to several minutes. These prolonged relaxations allow
reflux to occur more easily. The transient LES relaxations occur in patients
with GERD most commonly after meals when the stomach is distended with
food. Transient LES relaxations also occur in individuals without GERD,
but they are infrequent.
The most recently-described abnormality in patients with GERD is laxity
of the LES. Specifically, similar distending pressures open the LES more
in patients with GERD than in individuals without GERD. At least theoretically,
this would allow easier opening of the LES and/or greater backward flow
of acid into the esophagus when the LES is open.
Hiatal hernia
Hiatal hernias contribute to reflux, although the way in which they contribute
is not clear. A majority of patients with GERD have hiatal hernias, but
many do not. Therefore, it is not necessary to have a hiatal hernia in
order to have GERD. Moreover, many people have hiatal hernias but do not
have GERD. It is not known for certain how or why hiatal hernias develop.
Normally, the LES is located at the same level where the esophagus passes
from the chest through the diaphragm and into the abdomen. (The diaphragm
is a muscular, horizontal partition that separates the chest from the
abdomen.) When there is a hiatal hernia, a small part of the upper stomach
that attaches to the esophagus pushes up through the diaphragm. As a result,
a small part of the stomach and the LES come to lie in the chest, and
the LES is no longer at the level of the diaphragm.
It appears that the diaphragm that surrounds the LES is important in preventing
reflux. That is, in individuals without hiatal hernias, the diaphragm
surrounding the esophagus is continuously contracted, but then relaxes
with swallows, just like the LES. Note that the effects of the LES and
diaphragm occur at the same location in patients without hiatal hernias.
Therefore, the barrier to reflux is equal to the sum of the pressures
generated by the LES and the diaphragm. When the LES moves into the chest
with a hiatal hernia, the diaphragm and the LES continue to exert their
pressures and barrier effect. However, they now do so at different locations.
Consequently, the pressures are no longer additive. Instead, a single,
high-pressure barrier to reflux is replaced by two barriers of lower pressure,
and reflux thus occurs more easily. So, decreasing the pressure barrier
is one way that an hiatal hernia can contribute to reflux.
There is a second way in which hiatal hernias might contribute to reflux.
When a hiatal hernia is present, there is a hernial sac, which is a small
pouch of stomach above the diaphragm. The sac is pinched off from the
esophagus above by the LES and from the stomach below by the diaphragm.
What's important about this situation is that the sac can trap acid that
comes from the stomach. This trap keeps the acid close to the esophagus.
As a result, it is easier for the acid to reflux when the LES relaxes
with a swallow or a transient relaxation.
Finally, there is a third way in which hiatal hernias might contribute
to reflux. The esophagus normally joins the stomach obliquely, which means
not straight on or at a 90-degree angle. Due to this oblique angle of
entry, a flap of tissue is formed between the stomach and esophagus. This
flap of tissue is believed to act like a valve, shutting off the esophagus
from the stomach and preventing reflux. When there is a hiatal hernia,
the entry of the esophagus into the stomach is pulled up into the chest.
Therefore, the valve-like flap is distorted or disappears and it no longer
can help prevent reflux.
Esophageal contractions
As previously mentioned, swallows are important in eliminating acid in
the esophagus. Swallowing causes a ring-like wave of contraction of the
esophageal muscles, which narrows the lumen (inner cavity) of the esophagus.
The contraction, referred to as peristalsis, begins in the upper esophagus
and travels to the lower esophagus. It pushes food, saliva, and whatever
else is in the esophagus into the stomach.
When the wave of contraction is defective, refluxed acid is not pushed
back into the stomach. In patients with GERD, several abnormalities of
contraction have been described. For example, waves of contraction may
not begin after each swallow or the waves of contraction may die out before
they reach the stomach. Also, the pressure generated by the contractions
may be too weak to push the acid back into the stomach. Such abnormalities
of contraction, which reduce the clearance of acid from the esophagus,
are found frequently in patients with GERD. In fact, they are found most
frequently in those patients with the most severe GERD. The effects of
abnormal esophageal contractions would be expected to be worse at night
when gravity is not helping to return refluxed acid to the stomach. Note
that smoking also substantially reduces the clearance of acid from the
esophagus. This effect continues for at least 6 hours after the last cigarette.
Emptying of the stomach
Most reflux during the day occurs after meals. This reflux probably is
due to transient LES relaxations that are caused by distention of the
stomach with food. A minority of patients with GERD, about 20%, has been
found to have stomachs that empty abnormally slowly after a meal. The
slower emptying of the stomach prolongs the distention of the stomach
with food after meals. Therefore, the slower emptying prolongs the period
of time during which reflux is more likely to occur.
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